From Pre-Listing Strategy to Ongoing Compliance

Full Lifecycle Capital Market Solutions

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Structure & Registration

Corporate Structuring & Feasibility

We provide a 6-12 month listing roadmap, starting with feasibility assessments (OTC eligibility, VIE legality). We design compliant offshore structures (Cayman/BVI) and optimize tax planning for a seamless US entry.

SEC Registration & Execution

From Form 10/211 preparation to SEC EDGAR submissions and XBRL tagging, we handle the entire filing process. We coordinate auditors, lawyers, and market makers to successfully secure your ticker symbol.

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Compliance & Operations

SEC Reporting & Disclosure

We handle the end-to-end preparation and filing of periodic reports, including Annual (10-K), Quarterly (10-Q), and Current Reports (8-K). Our team ensures precise XBRL tagging and strict adherence to SEC filing deadlines.

Governance & Compliance Management

We manage your Compliance Calendar and corporate governance, organizing quarterly board meetings and handling insider trading filings (Forms 3/4/5). We ensure strict compliance with SEC and OTC Markets disclosure requirements.

Investor Relations Support

From scripting and hosting quarterly earnings calls to organizing Annual Shareholder Meetings, we manage your routine investor communications and maintain your investor database.

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adam3

Behavioral Finance & AI Analytics

ADAM 3.0 Platform & Data

Powered by ADAM 3.0, we apply Behavioral Finance to decode investor psychology. Our Asset Health Score system quantifies portfolio quality, while Sentiment Prediction algorithms help you anticipate market moves.

Strategic Advisory & ESG

We elevate valuation through GRI/SASB aligned ESG Reporting and strategic Uplisting guidance (Pink → OTCQB → OTCQX), unlocking liquidity and institutional capital.

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